Wong, Sze Ip 王思燁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-06-08 | 2010-02-18 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-08 | 2008-12-20 | Rep | Dealing in securities | 2009-02-12 | 2010-02-18 |
| 3 | CORNERSTONE ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-08-02 | |
| 4 | CORNERSTONE SECURITIES LIMITED | Rep | Dealing in securities | 2017-07-07 | 2017-09-07 | RO | Dealing in securities | 2017-09-07 | Rep | Advising on securities | 2018-07-24 | 2022-11-11 | RO | Advising on securities | 2022-11-11 |
| 5 | Huarong International Asset Management Limited | Rep | Asset management | 2013-04-23 | 2017-04-30 |
| 6 | Huarong International Securities Limited | Rep | Dealing in securities | 2010-03-02 | 2014-09-05 | Rep | Dealing in futures contracts | 2010-03-02 | 2017-04-30 | RO | Dealing in securities | 2014-09-05 | 2017-04-30 |
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