Ho, Lai Yin (SFC:AFD214) 何麗然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-12 | 2003-08-15 | Rep | Dealing in futures contracts | 2003-08-12 | 2006-08-30 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-08-04 | Rep | Advising on securities | 2003-08-04 | Rep | Asset management | 2003-08-04 | Rep | Dealing in securities | 2008-10-25 | Rep | Automated trading services | 2003-08-12 | 2008-10-25 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-11-03 | 2014-09-18 |
| 4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-11-24 | 2014-09-18 |
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