To, Michael Lai Kit 杜禮傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-02-25 | 2014-09-02 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-02-25 | 2014-09-02 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-09-15 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2020-10-30 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-22 | Rep | Advising on securities | 2005-03-22 | Rep | Asset management | 2005-03-22 | Rep | Dealing in securities | 2009-09-25 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-10-02 | 2013-01-31 |
| 6 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-11-23 |
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