Ng, Fai Nam 吳徽男
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2005-09-15 | 2009-01-20 |
2 | SDHG International Asset Management Limited | Rep | Advising on securities | 2009-03-24 | 2014-02-06 | RO | Advising on securities | 2014-02-06 | 2015-09-05 | Rep | Advising on corporate finance | 2014-11-05 | 2015-09-05 | Rep | Advising on futures contracts | 2014-11-05 | 2015-09-05 | Rep | Asset management | 2014-11-05 | 2015-09-05 |
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