Pavivan, Pavina 林展穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AT Asset Management (Asia-Pacific) Limited | Rep | Asset management | 2008-09-16 | 2008-12-31 |
| 2 | BASE ASSET MANAGEMENT LTD | Rep | Advising on securities | 2023-01-09 | 2023-07-07 | Rep | Asset management | 2023-01-09 | 2023-07-07 |
| 3 | Fubon Fund Management (Hong Kong) Limited | Rep | Advising on securities | 2007-11-01 | 2008-09-03 | Rep | Asset management | 2007-11-01 | 2008-09-03 | Rep | Dealing in securities | 2007-11-01 | 2008-09-03 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2006-09-20 | 2007-03-14 | Rep | Advising on securities | 2006-09-20 | 2007-03-14 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-23 | Rep | Asset management | 2004-11-23 | Rep | Advising on futures contracts | 2006-07-15 | Rep | Advising on securities | 2006-07-15 |
| 6 | UPBEST ASSETS MANAGEMENT LIMITED | Rep | Asset management | 2010-07-19 | 2012-08-10 |
| 7 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2010-07-19 | 2012-08-10 |
| 8 | UPBEST SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2010-07-19 | 2012-08-10 | Rep | Asset management | 2010-07-19 | 2012-08-10 | Rep | Dealing in securities | 2010-07-19 | 2012-08-10 |
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