Lau, Kit Man 劉潔敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FAIRWIN BROKING LIMITED | Rep | Dealing in securities | 2017-03-07 | 2017-05-09 | RO | Dealing in securities | 2017-05-09 | 2023-03-01 | RO | Dealing in futures contracts | 2017-10-06 | 2023-03-01 |
| 2 | LT Securities Limited | Rep | Dealing in futures contracts | 2015-07-16 | 2015-09-04 | Rep | Dealing in securities | 2015-07-16 | 2015-09-04 | RO | Dealing in futures contracts | 2015-09-04 | 2017-02-07 | RO | Dealing in securities | 2015-09-04 | 2017-02-07 |
| 3 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-05-15 | 2012-08-01 |
| 4 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-05-17 | 2012-08-01 |
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