Lun, Shu Lam 倫樹霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHONG HING SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-16 | 2006-06-29 |
| 2 | CLC FUTURES LIMITED | RO | Advising on futures contracts | 2019-07-09 | 2019-09-20 | RO | Dealing in futures contracts | 2019-07-09 | 2019-09-20 |
| 3 | CLC SECURITIES LIMITED | RO | Advising on securities | 2019-07-09 | 2019-09-20 | RO | Dealing in securities | 2019-07-09 | 2019-09-20 |
| 4 | FULL WIN SECURITIES LIMITED | Rep | Dealing in securities | 2020-01-16 | 2020-01-21 | RO | Dealing in securities | 2020-01-21 | 2022-01-20 |
| 5 | Monmonkey Group Securities Limited | RO | Advising on securities | 2016-11-14 | 2019-05-31 | RO | Dealing in securities | 2016-11-14 | 2019-05-31 |
| 6 | Richwood International Management Limited | RO | Advising on securities | 2022-06-14 | 2023-06-14 | RO | Asset management | 2022-06-14 | 2023-06-14 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-21 | 2005-11-19 |
| 8 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-09-10 | 2013-05-03 | RO | Dealing in futures contracts | 2013-05-03 | 2016-11-13 |
| 9 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-09-10 | 2014-10-29 | RO | Dealing in securities | 2014-10-29 | 2016-11-13 |
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