Lai, Hok Yin 賴學賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CTW SECURITIES LIMITED | Rep | Dealing in securities | 2005-03-09 | 2006-02-10 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-02-23 | 2009-03-13 |
| 3 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-06-29 | 2012-11-27 |
| 4 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-02-16 | 2014-09-30 |
| 5 | UPBEST SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2012-11-27 | 2014-09-30 |
| 6 | QUEST STOCKBROKERS (HK) LIMITED | Rep | Dealing in securities | 2014-10-06 | 2014-10-24 |
| 7 | QUEST STOCKBROKERS (HK) LIMITED | RO | Dealing in securities | 2014-10-24 | 2015-01-12 |
| 8 | Bonus Eventus Securities Limited | RO | Dealing in securities | 2015-11-03 | 2022-07-05 |
| 9 | Theia Securities Limited | RO | Dealing in securities | 2022-07-08 | 2023-07-31 |
| 10 | Theia Securities Limited | Rep | Advising on securities | 2023-03-08 | 2023-07-31 |
| 11 | Bonus Eventus Securities Limited | RO | Dealing in securities | 2023-09-14 |
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