Yip, Warren Sau Tat 葉秀達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ko's Brother (Securities) Company | Rep | Advising on corporate finance | 2003-05-28 | Rep | Advising on securities | 2003-05-28 | Rep | Asset management | 2003-05-28 | Rep | Dealing in securities | 2003-06-20 |
| 2 | KO'S BROTHER SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-07-08 | 2007-06-07 |
| 3 | LEE'S SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-07-03 | 2007-11-30 |
| 4 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-04-25 | 2012-11-01 |
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