Chow, William Wai Chiu 曹偉超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2008-04-28 | 2010-02-12 | Rep | Asset management | 2008-04-28 | 2010-02-12 |
| 2 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2018-10-11 | 2018-11-19 | Rep | Asset management | 2018-10-11 | 2018-11-19 | RO | Advising on securities | 2018-11-19 | 2021-12-30 | RO | Asset management | 2018-11-19 | 2021-12-30 |
| 3 | CS Wealth Asset Management Limited | RO | Advising on securities | 2017-09-28 | 2018-08-31 | RO | Asset management | 2017-09-28 | 2018-08-31 |
| 4 | Raffles Assets Management (HK) Co. Limited | Rep | Advising on securities | 2022-01-26 | 2022-03-07 | Rep | Asset management | 2022-01-26 | 2022-03-07 | RO | Advising on securities | 2022-03-07 | RO | Asset management | 2022-03-07 | RO | Dealing in securities | 2023-02-14 |
| 5 | SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED | RO | Advising on securities | 2010-09-27 | 2011-04-26 | RO | Asset management | 2010-09-27 | 2011-04-26 | Rep | Advising on securities | 2011-04-26 | 2011-10-13 | Rep | Asset management | 2011-04-26 | 2011-10-13 | RO | Advising on securities | 2011-10-13 | 2017-03-01 | RO | Asset management | 2011-10-13 | 2017-03-01 |
| 6 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2004-09-06 | 2008-04-01 | Rep | Asset management | 2004-09-06 | 2008-04-01 | Rep | Advising on futures contracts | 2006-08-09 | 2008-04-01 |
| 7 | STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED | Rep | Advising on securities | 2006-04-07 | 2008-04-01 | Rep | Asset management | 2006-04-07 | 2008-04-01 |
| 8 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2010-03-04 | 2017-03-01 | Rep | Asset management | 2010-03-04 | 2017-03-01 | Rep | Dealing in securities | 2010-03-17 | 2017-03-01 |
| 9 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2010-03-04 | 2017-03-01 | Rep | Asset management | 2010-03-04 | 2017-03-01 | Rep | Dealing in securities | 2010-03-17 | 2017-03-01 | RO | Advising on corporate finance | 2010-09-17 | 2011-03-23 |
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