Chow, William Wai Chiu 曹偉超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2006-08-09 | 2008-04-01 |
2 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2004-09-06 | 2008-04-01 |
3 | STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED | Rep | Advising on securities | 2006-04-07 | 2008-04-01 |
4 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2008-04-28 | 2010-02-12 |
5 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2010-03-04 | 2017-03-01 |
6 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2010-03-04 | 2017-03-01 |
7 | SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2011-04-26 | 2011-10-13 |
8 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2018-10-11 | 2018-11-19 |
9 | Raffles Assets Management (HK) Co. Limited | Rep | Advising on securities | 2022-01-26 | 2022-03-07 |
10 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Asset management | 2004-09-06 | 2008-04-01 |
11 | STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED | Rep | Asset management | 2006-04-07 | 2008-04-01 |
12 | BlackRock Asset Management North Asia Limited | Rep | Asset management | 2008-04-28 | 2010-02-12 |
13 | VALUE PARTNERS HONG KONG LIMITED | Rep | Asset management | 2010-03-04 | 2017-03-01 |
14 | VALUE PARTNERS LIMITED | Rep | Asset management | 2010-03-04 | 2017-03-01 |
15 | SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED | Rep | Asset management | 2011-04-26 | 2011-10-13 |
16 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Asset management | 2018-10-11 | 2018-11-19 |
17 | Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2022-01-26 | 2022-03-07 |
18 | VALUE PARTNERS HONG KONG LIMITED | Rep | Dealing in securities | 2010-03-17 | 2017-03-01 |
19 | VALUE PARTNERS LIMITED | Rep | Dealing in securities | 2010-03-17 | 2017-03-01 |
20 | VALUE PARTNERS LIMITED | RO | Advising on corporate finance | 2010-09-17 | 2011-03-23 |
21 | SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED | RO | Advising on securities | 2010-09-27 | 2011-04-26 |
22 | SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED | RO | Advising on securities | 2011-10-13 | 2017-03-01 |
23 | CS Wealth Asset Management Limited | RO | Advising on securities | 2017-09-28 | 2018-08-31 |
24 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | RO | Advising on securities | 2018-11-19 | 2021-12-30 |
25 | Raffles Assets Management (HK) Co. Limited | RO | Advising on securities | 2022-03-07 | |
26 | SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED | RO | Asset management | 2010-09-27 | 2011-04-26 |
27 | SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED | RO | Asset management | 2011-10-13 | 2017-03-01 |
28 | CS Wealth Asset Management Limited | RO | Asset management | 2017-09-28 | 2018-08-31 |
29 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | RO | Asset management | 2018-11-19 | 2021-12-30 |
30 | Raffles Assets Management (HK) Co. Limited | RO | Asset management | 2022-03-07 | |
31 | Raffles Assets Management (HK) Co. Limited | RO | Dealing in securities | 2023-02-14 |
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