Lam, Lai Kwan (SFC:AXC908) 林麗君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAM HONG KONG LIMITED | Rep | Advising on securities | 2012-09-04 | 2014-09-27 | Rep | Dealing in securities | 2012-09-04 | 2014-09-27 |
| 2 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2022-12-01 | |
| 3 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-06-27 | 2022-12-31 |
| 4 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2017-12-28 | |
| 5 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2011-04-11 | 2012-08-24 | Rep | Asset management | 2011-04-11 | 2012-08-24 | Rep | Dealing in securities | 2011-04-11 | 2012-08-24 |
| 6 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2011-04-11 | 2012-08-24 | Rep | Asset management | 2011-04-11 | 2012-08-24 | Rep | Dealing in securities | 2011-04-11 | 2012-08-24 |
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