Li, Philip Yee Lap 李以立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2006-06-15 | 2008-02-03 | Rep | Advising on securities | 2006-06-15 | 2008-02-03 | Rep | Asset management | 2006-06-15 | 2008-02-03 | Rep | Dealing in securities | 2006-06-15 | 2008-02-03 |
| 2 | GAM HONG KONG LIMITED | Rep | Advising on futures contracts | 2008-02-20 | 2010-05-21 | Rep | Advising on securities | 2008-02-20 | 2010-05-21 | Rep | Asset management | 2008-02-20 | 2010-05-21 | Rep | Dealing in securities | 2008-02-20 | 2010-05-21 |
| 3 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2003-11-26 | 2006-04-15 |
| 4 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2003-11-26 | 2006-04-15 |
| 5 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2010-06-01 | 2019-08-10 | Rep | Asset management | 2010-06-01 | 2019-08-10 | Rep | Dealing in securities | 2010-06-01 | 2019-08-10 |
| 6 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2010-06-01 | 2019-08-10 | Rep | Asset management | 2010-06-01 | 2019-08-10 | Rep | Dealing in securities | 2010-06-01 | 2019-08-10 |
| 7 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2019-09-23 | Rep | Dealing in securities | 2019-09-23 |
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