Lui, Anne 呂安妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-08-15 | 2014-09-30 | Rep | Asset management | 2013-08-15 | 2014-09-30 | Rep | Dealing in securities | 2013-08-15 | 2014-09-30 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-11-02 | 2020-01-08 | Rep | Asset management | 2018-11-02 | 2020-01-08 | Rep | Dealing in securities | 2018-11-02 | 2020-01-08 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-11-02 | 2020-01-08 | Rep | Asset management | 2018-11-02 | 2020-01-08 | Rep | Dealing in securities | 2018-11-02 | 2020-01-08 |
| 4 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2011-07-13 | 2013-07-06 | Rep | Asset management | 2011-07-13 | 2013-07-06 | Rep | Dealing in securities | 2011-07-13 | 2013-07-06 | Rep | Advising on securities | 2015-05-04 | 2017-03-31 | Rep | Asset management | 2015-05-04 | 2017-03-31 | Rep | Dealing in securities | 2015-05-04 | 2017-03-31 |
| 5 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2011-07-13 | 2013-07-06 | Rep | Asset management | 2011-07-13 | 2013-07-06 | Rep | Dealing in securities | 2011-07-13 | 2013-07-06 | Rep | Advising on securities | 2015-05-04 | 2017-03-31 | Rep | Asset management | 2015-05-04 | 2017-03-31 | Rep | Dealing in securities | 2015-05-04 | 2017-03-31 |
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