Lui, Marcella Mang Sze 呂孟思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Asset management | 2005-08-29 | 2007-02-21 | Rep | Dealing in securities | 2005-08-29 | 2007-02-21 | Rep | Advising on securities | 2005-09-09 | 2007-02-21 |
| 2 | GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED | Rep | Asset management | 2020-07-17 | 2022-05-06 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Automated trading services | 2005-03-23 | Rep | Advising on corporate finance | 2005-08-28 | Rep | Advising on securities | 2005-08-28 | Rep | Dealing in securities | 2005-08-28 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-05-19 | 2005-08-28 | Rep | Advising on securities | 2005-05-19 | 2005-08-28 | Rep | Dealing in securities | 2005-05-19 | 2005-08-28 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-06-23 | 2010-04-12 |
| 6 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2010-11-01 | 2011-03-19 | Rep | Asset management | 2010-11-01 | 2011-03-19 | Rep | Dealing in securities | 2010-11-01 | 2011-03-19 |
| 7 | SAIL ADVISORS LIMITED | Rep | Advising on securities | 2007-02-27 | 2009-06-05 | Rep | Asset management | 2007-02-27 | 2009-06-05 |
| 8 | Sun Hung Kai Capital Partners Limited | Rep | Asset management | 2022-09-05 | Rep | Advising on securities | 2022-09-26 | 2023-03-15 | Rep | Dealing in securities | 2022-09-26 | 2023-03-15 | RO | Advising on securities | 2023-03-15 | RO | Dealing in securities | 2023-03-15 |
| 9 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2011-05-13 | 2018-02-02 | Rep | Asset management | 2011-05-13 | 2018-02-02 | Rep | Dealing in securities | 2011-05-13 | 2018-02-02 |
| 10 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2011-05-13 | 2018-02-02 | Rep | Asset management | 2011-05-13 | 2018-02-02 | Rep | Dealing in securities | 2011-05-13 | 2018-02-02 |
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