Shum, Annie Lap Chun 沈立雋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Advising on securities | 2009-01-30 | 2010-08-03 |
| 2 | CSOP Asset Management Limited | Rep | Advising on securities | 2018-07-16 | Rep | Asset management | 2018-07-16 | Rep | Dealing in securities | 2018-07-16 |
| 3 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2005-01-13 | 2008-09-30 |
| 4 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-03-26 | 2018-06-12 | Rep | Asset management | 2018-03-26 | 2018-06-12 | Rep | Dealing in securities | 2018-03-26 | 2018-06-12 |
| 5 | Sensible Asset Management Limited | Rep | Advising on securities | 2011-12-15 | 2017-10-31 | Rep | Asset management | 2011-12-15 | 2017-10-31 |
| 6 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2011-05-05 | 2017-10-31 | Rep | Asset management | 2011-05-05 | 2017-10-31 | Rep | Dealing in securities | 2011-05-05 | 2017-10-31 |
| 7 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2011-05-05 | 2017-10-31 | Rep | Asset management | 2011-05-05 | 2017-10-31 | Rep | Dealing in securities | 2011-05-05 | 2017-10-31 |
| 8 | WINNINGTON CAPITAL LIMITED | Rep | Advising on securities | 2010-08-18 | 2011-04-15 | Rep | Asset management | 2010-08-18 | 2011-04-15 |
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