Tam, Raymond Hin Tat 譚顯達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on corporate finance | 2005-01-11 | Rep | Advising on securities | 2008-03-21 | Rep | Asset management | 2008-03-21 | Rep | Dealing in securities | 2005-01-11 | 2008-03-21 |
| 2 | Gopher Redwoods Asset Management Limited | Rep | Advising on securities | 2020-02-07 | 2020-04-29 | Rep | Asset management | 2020-02-07 | 2020-04-29 | RO | Advising on securities | 2020-04-29 | 2020-09-01 | RO | Asset management | 2020-04-29 | 2020-09-01 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2020-12-08 | 2021-04-14 | Rep | Dealing in securities | 2020-12-08 | 2021-04-14 | RO | Advising on securities | 2021-04-14 | 2022-09-30 | RO | Dealing in securities | 2021-04-14 | 2022-09-30 |
| 4 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2020-02-07 | 2020-09-01 | Rep | Asset management | 2020-02-07 | 2020-09-01 | Rep | Dealing in securities | 2020-02-07 | 2020-09-01 |
| 5 | SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED | RO | Advising on securities | 2010-08-05 | 2011-10-26 | RO | Asset management | 2010-08-05 | 2011-10-26 | Rep | Advising on securities | 2011-10-26 | 2017-03-01 | Rep | Asset management | 2011-10-26 | 2017-03-01 |
| 6 | Sensible Asset Management Limited | Rep | Advising on securities | 2009-07-06 | 2009-09-22 | Rep | Asset management | 2009-07-06 | 2009-09-22 | RO | Advising on securities | 2009-09-22 | 2017-03-01 | RO | Asset management | 2009-09-22 | 2017-03-01 |
| 7 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2008-04-30 | 2014-01-09 | Rep | Asset management | 2008-04-30 | 2014-01-09 | Rep | Dealing in securities | 2008-04-30 | 2014-01-09 | RO | Advising on securities | 2014-01-09 | 2017-03-01 | RO | Asset management | 2014-01-09 | 2017-03-01 | RO | Dealing in securities | 2014-01-09 | 2017-03-01 |
| 8 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2008-04-30 | 2014-01-09 | Rep | Asset management | 2008-04-30 | 2014-01-09 | Rep | Dealing in securities | 2008-04-30 | 2014-01-09 | Rep | Advising on corporate finance | 2010-09-20 | 2011-03-23 | RO | Advising on securities | 2014-01-09 | 2017-03-01 | RO | Asset management | 2014-01-09 | 2017-03-01 | RO | Dealing in securities | 2014-01-09 | 2017-03-01 |
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