Chan, Lai Ming (SFC:AOD290) 陳麗明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Beevest Securities Limited | Rep | Dealing in securities | 2019-06-18 | 2019-08-13 | Rep | Dealing in futures contracts | 2019-07-30 | 2020-02-24 | RO | Advising on securities | 2019-08-13 | 2020-02-24 | RO | Dealing in securities | 2019-08-13 | 2020-02-24 |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-29 | 2007-09-27 |
3 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-08-29 | 2018-11-18 |
4 | Central China International Futures Company Limited | Rep | Dealing in futures contracts | 2017-10-18 | 2017-11-10 |
5 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2017-03-09 | 2017-11-10 |
6 | Forwin Futures Group Limited | Rep | Dealing in futures contracts | 2016-08-22 | 2016-09-30 |
7 | Forwin Securities Group Limited | Rep | Dealing in securities | 2016-08-22 | 2016-09-30 |
8 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-12-21 | 2016-07-17 |
9 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2015-12-21 | 2016-07-17 |
10 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-03 | 2009-07-08 |
11 | PICO ZEMAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-10-11 | 2017-02-21 |
12 | Prior Securities Limited | Rep | Dealing in securities | 2018-02-22 | 2018-08-07 |
13 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2007-01-08 | 2007-03-08 | Rep | Dealing in securities | 2007-10-10 | 2008-09-20 | Rep | Dealing in securities | 2009-07-24 | 2015-12-17 |
14 | VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-03-26 | 2015-12-17 |
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