Hon, Kai Lai 韓嘉麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-13 | 2008-08-06 |
| 2 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2008-08-13 | 2009-10-12 |
| 3 | FT Securities Limited | Rep | Dealing in futures contracts | 2011-11-22 | 2012-01-01 | Rep | Dealing in securities | 2011-11-22 | 2012-01-01 |
| 4 | Hong Kong Securities (International) Company Limited | RO | Dealing in securities | 2015-02-09 | 2015-12-31 |
| 5 | Leading Securities Company Limited | Rep | Advising on securities | 2016-01-14 | 2016-01-29 | Rep | Dealing in securities | 2016-01-14 | 2016-01-29 | RO | Advising on securities | 2016-01-29 | 2017-04-03 | RO | Dealing in securities | 2016-01-29 | 2017-04-03 |
| 6 | Prior Securities Limited | Rep | Dealing in securities | 2017-10-04 | 2018-08-07 |
| 7 | Rhine Asset Management Company Limited | Rep | Advising on securities | 2020-03-23 | 2022-03-31 | Rep | Asset management | 2020-03-23 | 2022-03-31 |
| 8 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-07 | 2013-01-17 | RO | Dealing in securities | 2013-01-17 | 2015-02-06 |
| 9 | TFI Asset Management Limited | Rep | Advising on securities | 2022-04-29 | 2023-12-15 | Rep | Asset management | 2022-04-29 | 2023-12-15 |
| 10 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2009-10-27 | 2011-11-12 |
| 11 | VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-11-27 | 2011-11-12 |
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