Kam, Zoe Wing Sze 甘詠思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Crosby Securities Limited | Rep | Advising on securities | 2015-10-02 | 2017-06-19 | Rep | Dealing in securities | 2015-10-02 | 2017-06-19 | Rep | Advising on securities | 2020-12-02 | Rep | Dealing in securities | 2020-12-02 |
| 2 | ELSTONE SECURITIES LIMITED | Rep | Dealing in securities | 2019-01-30 | 2020-10-31 | Rep | Advising on securities | 2020-07-16 | 2020-10-31 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2014-01-24 | 2015-09-11 | Rep | Dealing in futures contracts | 2014-01-24 | 2015-09-11 | Rep | Dealing in securities | 2014-01-24 | 2015-09-11 |
| 4 | KGI ASIA LIMITED | Rep | Advising on securities | 2017-07-04 | 2017-10-02 | Rep | Dealing in securities | 2017-07-04 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2018-12-18 | Rep | Dealing in securities | 2017-10-03 | 2018-12-18 |
| 5 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-05-14 | |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-05-12 | Rep | Advising on securities | 2003-05-12 | Rep | Asset management | 2003-05-12 | Rep | Dealing in securities | 2003-05-14 |
| 7 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2003-05-14 | 2014-01-20 |
| 8 | VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-05-14 | 2014-01-20 |
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