Tam, Ping Yee 譚秉義
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNI Global Assets Management Limited (HK) | Rep | Asset management | 2022-12-08 | |
| 2 | CNI Securities Group Limited | Rep | Dealing in securities | 2022-12-08 | |
| 3 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-02-29 | |
| 4 | VC ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-12-20 | 2022-11-30 |
| 5 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2004-03-03 | 2022-11-30 |
| 6 | VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-05-17 | 2022-10-24 |
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