Ho, Susanna Shuk Yi 何淑儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-09-07 | 2010-12-28 |
| 2 | Gram Capital Limited | RO | Advising on corporate finance | 2014-05-29 | |
| 3 | Shang International Finance Limited | Rep | Advising on corporate finance | 2005-07-08 | 2007-08-23 | Rep | Dealing in securities | 2005-07-08 | 2007-08-23 | Rep | Advising on securities | 2005-09-06 | 2007-08-23 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-28 | 2005-07-08 | Rep | Dealing in securities | 2004-06-28 | 2005-07-08 |
| 5 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-01-03 | 2011-03-21 | RO | Advising on corporate finance | 2011-03-21 | 2014-04-29 |
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