Fan, Ching Yee 范靜怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-01-24 | 2009-04-12 | Rep | Dealing in securities | 2008-02-21 | 2009-04-12 |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-11-29 | 2007-12-23 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2019-02-15 | 2022-03-14 |
| 4 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2017-06-21 | 2017-06-30 | Rep | Dealing in securities | 2017-06-21 | 2018-11-09 | RO | Advising on corporate finance | 2017-06-30 | 2022-03-14 |
| 5 | SBI China Capital Financial Services Limited | RO | Dealing in securities | 2022-07-20 | |
| 6 | SBI China Capital Hong Kong Securities Limited | Rep | Advising on corporate finance | 2022-03-22 | 2022-04-08 | RO | Advising on corporate finance | 2022-04-08 |
| 7 | Shang International Finance Limited | Rep | Advising on corporate finance | 2009-11-03 | 2010-05-18 | Rep | Advising on securities | 2009-11-03 | 2010-05-18 | Rep | Dealing in securities | 2009-11-03 | 2010-05-18 |
| 8 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-06-01 | 2012-05-24 | RO | Advising on corporate finance | 2012-05-24 | 2017-06-05 |
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