Ng, Charlotte Tan Hung 吳騰紅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-05-22 | 2007-08-01 | Rep | Dealing in securities | 2007-06-07 | 2007-08-01 |
| 2 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2007-08-23 | 2011-06-16 | Rep | Dealing in securities | 2007-08-23 | 2011-06-16 | Rep | Advising on corporate finance | 2013-09-26 | 2014-01-03 | Rep | Dealing in securities | 2013-09-26 | 2014-01-03 | RO | Advising on corporate finance | 2014-01-03 | 2015-02-07 | RO | Dealing in securities | 2014-01-03 | 2015-02-07 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-07-06 | 2011-06-16 | Rep | Dealing in securities | 2013-09-26 | 2015-02-07 |
| 4 | First Seafront International Capital Limited | RO | Advising on corporate finance | 2018-09-12 | 2022-01-08 | RO | Dealing in securities | 2018-09-12 | 2022-01-08 | RO | Advising on securities | 2020-05-04 | 2022-01-08 |
| 5 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2015-07-31 | 2015-09-30 | Rep | Dealing in securities | 2015-07-31 | 2015-09-30 |
| 6 | Mason Securities Limited | Rep | Advising on corporate finance | 2012-06-12 | 2012-08-22 | Rep | Dealing in securities | 2012-06-12 | 2013-06-13 | RO | Advising on corporate finance | 2012-08-22 | 2013-06-13 |
| 7 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2016-06-13 | 2016-07-21 | Rep | Dealing in securities | 2016-06-13 | 2016-07-21 | RO | Advising on corporate finance | 2016-07-21 | 2017-05-09 | RO | Dealing in securities | 2016-07-21 | 2017-05-09 |
| 8 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on corporate finance | 2005-06-01 | 2007-04-24 |
| 9 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-07-27 | 2011-11-16 |
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