Wong, Kwok Chu (SFC:AQV376) 黃國柱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-10-16 | 2021-10-22 | Rep | Dealing in securities | 2013-10-16 | 2021-10-22 | Rep | Advising on securities | 2015-06-24 | 2021-10-22 |
| 2 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2023-03-01 | |
| 3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2023-03-01 | |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-11-05 | 2022-10-07 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2021-11-05 | 2022-10-07 | Rep | Dealing in securities | 2021-11-05 | 2022-10-07 |
| 6 | MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Advising on corporate finance | 2008-06-10 | 2010-08-01 |
| 7 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2011-11-14 | 2013-10-02 | Rep | Advising on securities | 2011-11-14 | 2013-10-02 | Rep | Dealing in securities | 2011-11-14 | 2013-10-02 |
| 8 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-08-03 | 2011-10-28 |
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