Lei, Zhongren 雷忠仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | RO | Dealing in securities | 2019-07-16 | 2019-09-09 |
| 2 | Amber Hill Asset Management Limited | RO | Advising on securities | 2019-07-16 | 2019-09-09 | RO | Asset management | 2019-07-16 | 2019-09-09 |
| 3 | DEYING INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2017-04-24 | 2018-12-03 |
| 4 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2012-03-21 | 2012-06-28 | Rep | Asset management | 2012-03-21 | 2012-06-28 | Rep | Dealing in securities | 2012-03-21 | 2012-06-28 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-09-07 | 2012-11-20 |
| 6 | KAM LUEN SECURITIES LIMITED | RO | Advising on securities | 2019-11-27 | 2022-04-01 | RO | Asset management | 2019-11-27 | 2022-04-01 | RO | Dealing in securities | 2019-11-27 | 2022-04-01 |
| 7 | Ming Yang Capital Limited | RO | Advising on securities | 2016-10-04 | 2019-04-28 | RO | Asset management | 2016-10-04 | 2019-04-28 |
| 8 | VISION FINANCE (SECURITIES) LIMITED | Rep | Dealing in securities | 2009-07-28 | 2012-03-08 | Rep | Asset management | 2009-11-27 | 2012-03-08 | Rep | Dealing in securities | 2012-11-29 | 2014-04-15 | Rep | Asset management | 2012-11-29 | 2015-04-30 | RO | Advising on securities | 2014-04-15 | 2015-04-30 | RO | Dealing in securities | 2014-04-15 | 2015-04-30 |
| 9 | Zhonghui International Securities Limited | RO | Advising on securities | 2022-07-29 | 2024-02-11 | RO | Asset management | 2022-07-29 | 2024-02-11 | RO | Dealing in securities | 2022-07-29 | 2024-02-11 |
| 10 | Zhongrong International Futures Co., Limited | Rep | Asset management | 2015-06-05 | 2015-07-21 | RO | Asset management | 2015-07-21 | 2016-04-29 |
| 11 | Zhongrong International Securities Company Limited | RO | Advising on securities | 2015-08-12 | 2016-07-31 | RO | Dealing in securities | 2015-08-12 | 2016-07-31 |
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