Wang, Nathan 王焱武
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CACHET ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2015-01-13 | 2017-06-15 | RO | Asset management | 2015-01-13 | 2017-06-15 | RO | Dealing in securities | 2015-01-13 | 2017-06-15 |
| 2 | China Zhong Sheng Securities Limited | Rep | Advising on securities | 2019-08-20 | 2019-09-03 | Rep | Asset management | 2019-08-20 | 2019-09-03 | Rep | Dealing in securities | 2019-08-20 | 2019-09-03 | RO | Advising on securities | 2019-09-03 | 2023-11-30 | RO | Asset management | 2019-09-03 | 2023-11-30 | RO | Dealing in securities | 2019-09-03 | 2023-11-30 |
| 3 | Everpine Asset Management Limited | RO | Advising on securities | 2023-12-04 | RO | Asset management | 2023-12-04 |
| 4 | IVORY CAPITAL PRIVATE LIMITED | Rep | Dealing in securities | 2009-04-20 | 2009-06-01 | Rep | Advising on corporate finance | 2009-05-13 | 2010-02-26 | Rep | Advising on securities | 2009-05-13 | 2010-02-26 |
| 5 | KINGKEY SECURITIES GROUP LIMITED | Rep | Dealing in securities | 2012-11-14 | 2015-01-09 |
| 6 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2009-03-23 | Rep | Dealing in securities | 2009-03-23 |
| 7 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2009-03-23 | Rep | Dealing in futures contracts | 2009-03-23 |
| 8 | RISING GLORY FINANCE LIMITED | RO | Asset management | 2017-06-27 | 2019-08-15 | RO | Advising on securities | 2018-11-30 | 2019-08-15 |
| 9 | VISION FINANCE INTERNATIONAL COMPANY LIMITED | Rep | Advising on corporate finance | 2010-03-17 | 2011-10-14 |
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