Lam, Fung Ling (SFC:AUC354) 林鋒凌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capital International, Inc. | Rep | Dealing in securities | 2022-05-12 | |
| 2 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2009-12-16 | 2013-09-30 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2014-07-10 | 2022-03-25 | Rep | Asset management | 2014-07-10 | 2022-03-25 | Rep | Dealing in securities | 2014-07-10 | 2022-03-25 |
| 4 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Advising on securities | 2014-07-10 | 2020-01-20 | Rep | Asset management | 2014-07-10 | 2022-03-25 |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-07-10 | 2022-03-25 | Rep | Advising on securities | 2020-10-19 | 2022-03-25 | Rep | Asset management | 2020-10-19 | 2022-03-25 |
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