Liou, Wei Jei 劉緯婕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2010-06-15 | 2012-04-30 | Rep | Asset management | 2010-06-15 | 2012-04-30 |
2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2009-08-19 | 2010-06-01 | Rep | Advising on securities | 2009-08-19 | 2010-06-01 | Rep | Asset management | 2009-08-19 | 2010-06-01 |
3 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2010-04-13 | 2010-06-01 | Rep | Advising on securities | 2010-04-13 | 2010-06-01 | Rep | Asset management | 2010-04-13 | 2010-06-01 |
4 | HWA Asset Management Limited | Rep | Asset management | 2016-01-14 | 2016-10-25 | RO | Asset management | 2016-10-25 | 2020-08-31 |
5 | Mega Success Investment Management Limited | Rep | Asset management | 2020-09-01 | 2020-10-19 | RO | Advising on securities | 2020-10-19 | 2020-12-04 | RO | Asset management | 2020-10-19 | 2020-12-04 | Rep | Advising on securities | 2020-12-04 | 2022-11-30 | Rep | Asset management | 2020-12-04 | 2022-11-30 |
6 | Sauder Global Investment Management Limited | RO | Asset management | 2022-12-21 | 2024-01-26 | RO | Advising on securities | 2023-08-03 | 2024-01-26 |
7 | Tin Chun International Asset Management Limited | Rep | Asset management | 2024-02-06 | 2024-02-16 | RO | Asset management | 2024-02-16 |
8 | Vontobel (Hong Kong) Limited | Rep | Advising on securities | 2012-08-13 | 2015-07-01 | Rep | Dealing in securities | 2012-08-13 | 2015-07-01 |
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