Tam, Dominic Tak Yan 譚德仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Advising on securities | 2014-11-17 | 2023-04-01 | Rep | Asset management | 2014-11-17 | 2023-04-01 | Rep | Dealing in securities | 2017-05-15 | 2023-04-01 |
| 2 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2007-10-09 | 2012-09-28 | Rep | Asset management | 2007-10-09 | 2012-09-28 |
| 3 | MCP Asset Management Company Limited | Rep | Advising on securities | 2012-11-22 | 2014-10-29 | Rep | Asset management | 2012-11-22 | 2014-10-29 |
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