Ng, Kwong Kei 吳廣基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2008-02-01 | 2008-12-16 |
| 2 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-10-23 | 2008-12-16 |
| 3 | STI Asset Management Limited | Rep | Asset management | 2009-05-21 | 2009-10-09 | Rep | Advising on securities | 2009-06-11 | 2009-10-09 | RO | Advising on securities | 2009-10-09 | 2013-10-15 | RO | Asset management | 2009-10-09 | 2013-10-15 |
| 4 | VMS Securities Limited | RO | Asset management | 2011-06-21 | 2013-01-03 |
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