Lau, Ho Fung 劉浩峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHOENIX CAPITAL ASIA LIMITED | Rep | Advising on securities | 2006-02-01 | 2006-10-17 | Rep | Advising on corporate finance | 2006-02-03 | 2006-10-17 |
| 2 | PYRMONT WEALTH MANAGEMENT LIMITED | Rep | Asset management | 2006-12-28 | 2010-05-13 |
| 3 | VMS Asset Management Limited | RO | Asset management | 2018-11-06 | |
| 4 | VMS Securities Limited | Rep | Advising on securities | 2011-07-13 | 2015-05-31 | Rep | Asset management | 2011-07-13 | 2015-05-31 | Rep | Asset management | 2017-10-16 | 2018-04-13 | RO | Asset management | 2018-04-13 | 2019-03-20 | Rep | Dealing in securities | 2020-07-13 | Rep | Advising on securities | 2020-07-13 | 2020-09-01 |
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