Lee, Simone 李詩敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-17 | Rep | Advising on securities | 2003-10-17 | Rep | Asset management | 2003-10-17 | Rep | Automated trading services | 2003-10-17 | Rep | Dealing in securities | 2007-05-18 | Rep | Dealing in securities | 2008-04-14 | 2011-03-11 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Dealing in futures contracts | 2007-05-18 | Rep | Dealing in futures contracts | 2008-04-14 | 2011-03-11 | Rep | Dealing in securities | 2008-04-14 | 2011-03-11 |
| 3 | VMS Securities Limited | Rep | Dealing in securities | 2011-05-03 | 2014-09-30 |
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