Yu, Ping Tong 余炳棠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI FUNDS MANAGEMENT LIMITED | RO | Advising on securities | 2003-07-14 | 2006-06-27 | RO | Asset management | 2003-07-14 | 2006-06-27 |
| 2 | Broadway Wealth Management Limited | RO | Advising on corporate finance | 2003-06-03 | RO | Advising on securities | 2003-06-03 | RO | Asset management | 2003-06-03 | Rep | Advising on securities | 2008-05-20 | 2008-06-05 | Rep | Asset management | 2008-05-20 | 2008-06-05 | RO | Advising on securities | 2008-06-05 | 2012-08-15 | RO | Asset management | 2008-06-05 | 2012-08-15 |
| 3 | iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2022-10-12 | Rep | Dealing in securities | 2022-10-12 |
| 4 | Lion Global Financial Limited | Rep | Advising on securities | 2006-09-06 | 2007-02-09 | Rep | Asset management | 2006-09-06 | 2007-02-09 | RO | Advising on securities | 2007-02-09 | 2008-04-27 | RO | Asset management | 2007-02-09 | 2008-04-27 |
| 5 | Nerico Brothers Limited (HK) | Rep | Asset management | 2012-11-26 | 2012-12-07 | Rep | Dealing in securities | 2012-11-26 | 2022-05-04 | RO | Asset management | 2012-12-07 | 2022-05-04 | Rep | Dealing in futures contracts | 2013-06-18 | 2022-05-04 |
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