Lam, Sally Yim Kei 林冉琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2003-05-07 | |
| 2 | CSC FUTURES (HK) LIMITED | Rep | Asset management | 2003-05-07 | |
| 3 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2003-05-07 | |
| 4 | CSC SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-05-07 | |
| 5 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-05-07 | |
| 6 | CSC SECURITIES (HK) LIMITED | Rep | Asset management | 2003-05-07 | |
| 7 | CSC SECURITIES (HK) LIMITED | Rep | Automated trading services | 2003-05-07 | |
| 8 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-05-07 | |
| 9 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2003-07-28 | 2007-01-11 |
| 10 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2003-07-28 | 2007-01-11 |
| 11 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2004-11-11 | 2007-01-11 |
| 12 | Huajin Corporate Finance (International) Limited | Rep | Advising on corporate finance | 2007-02-26 | 2013-01-01 |
| 13 | Huajin Corporate Finance (International) Limited | Rep | Advising on securities | 2007-02-26 | 2013-01-01 |
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