Wang, Li Wen (SFC:AGP525) 汪立文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CC Kingdom Corporate Finance Limited | Rep | Advising on corporate finance | 2023-03-10 | 2023-05-09 | RO | Advising on corporate finance | 2023-05-09 |
| 2 | CSC ASIA LIMITED | Rep | Advising on corporate finance | 2010-09-17 | 2011-01-01 |
| 3 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2010-09-17 | 2011-01-01 |
| 4 | FDB Financial Group Limited | Rep | Advising on corporate finance | 2009-02-18 | 2010-07-01 | Rep | Advising on securities | 2009-02-18 | 2010-07-01 | Rep | Advising on corporate finance | 2011-08-26 | 2016-04-26 | Rep | Advising on securities | 2011-08-26 | 2023-02-28 | Rep | Asset management | 2011-08-26 | 2023-02-28 | RO | Advising on corporate finance | 2016-04-26 | 2016-10-26 | RO | Advising on corporate finance | 2017-02-08 | 2023-02-28 |
| 5 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-14 | Rep | Advising on securities | 2003-07-14 | Rep | Asset management | 2003-07-14 | Rep | Dealing in securities | 2003-07-14 |
| 6 | KGI CAPITAL ASIA LIMITED | Rep | Asset management | 2003-07-14 | 2003-11-05 | Rep | Advising on corporate finance | 2003-07-14 | 2008-12-16 | Rep | Advising on securities | 2003-07-14 | 2008-12-16 | Rep | Dealing in securities | 2003-07-14 | 2008-12-16 |
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