Lo, Ka Chiu 盧嘉昭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ever-Long Capital Management Limited (b2014-01-15) | Rep | Asset management | 2022-09-19 | |
| 2 | Ever-Long Futures Limited | Rep | Dealing in futures contracts | 2022-09-19 | 2023-07-31 |
| 3 | EVER-LONG SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2022-07-21 | 2022-09-23 | Rep | Dealing in securities | 2022-07-21 | 2022-09-23 | RO | Advising on securities | 2022-09-23 | RO | Dealing in securities | 2022-09-23 |
| 4 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-12-21 | 2010-02-25 | RO | Dealing in securities | 2010-02-25 | 2010-09-06 |
| 5 | FUBON SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-07-08 | 2014-09-01 | Rep | Dealing in securities | 2014-07-08 | 2014-09-01 | RO | Advising on securities | 2014-09-01 | 2015-01-03 | RO | Dealing in securities | 2014-09-01 | 2015-01-03 |
| 6 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on corporate finance | 2005-01-26 | Rep | Advising on securities | 2005-01-26 | Rep | Asset management | 2005-01-26 | Rep | Dealing in securities | 2005-09-08 | RO | Dealing in securities | 2005-09-08 | 2009-12-19 | RO | Advising on securities | 2005-10-05 | 2009-12-19 |
| 7 | MFG Limited (HK) | Rep | Advising on securities | 2012-11-12 | 2013-01-07 | Rep | Dealing in securities | 2012-11-12 | 2013-01-07 | RO | Advising on securities | 2013-01-07 | 2013-01-10 | RO | Dealing in securities | 2013-01-07 | 2013-01-10 |
| 8 | PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-01-16 | 2015-03-09 | Rep | Dealing in securities | 2015-01-16 | 2015-03-09 | RO | Advising on securities | 2015-03-09 | 2022-07-05 | RO | Dealing in securities | 2015-03-09 | 2022-07-05 |
| 9 | Tiger Securities Asset Management Company Limited | Rep | Advising on securities | 2013-01-31 | 2013-02-22 | Rep | Dealing in securities | 2013-01-31 | 2013-02-22 | RO | Advising on securities | 2013-02-22 | 2014-06-25 | RO | Dealing in securities | 2013-02-22 | 2014-06-25 | Rep | Asset management | 2013-08-28 | 2014-06-25 |
| 10 | Waterland Securities (HK) Company Limited | Rep | Dealing in securities | 2010-09-09 | 2010-10-11 | RO | Dealing in securities | 2010-10-11 | 2012-10-31 | RO | Advising on securities | 2011-06-30 | 2012-10-31 |
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