Xie, Jialin 謝嘉琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Open Securities Limited | Rep | Advising on securities | 2007-06-08 | 2009-08-20 |
| 2 | Waterland Securities (HK) Company Limited | Rep | Advising on securities | 2009-09-08 | 2012-07-25 |
| 3 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2020-12-28 | 2024-04-29 |
| 4 | Open Securities Limited | Rep | Dealing in securities | 2007-06-08 | 2009-08-20 |
| 5 | Waterland Securities (HK) Company Limited | Rep | Dealing in securities | 2009-09-08 | 2012-07-25 |
| 6 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2020-12-28 | |
| 7 | Waterland Securities (HK) Company Limited | RO | Advising on securities | 2012-07-25 | 2012-12-31 |
| 8 | Waterland Securities (HK) Company Limited | RO | Dealing in securities | 2012-07-25 | 2012-12-31 |
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