Cheng, Tsz Tsun (SFC:APP183) 鄭子俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avia Asset Management Limited | Rep | Advising on securities | 2009-02-25 | 2011-09-22 |
| 2 | First Prosperous Asset Management Company Limited | Rep | Advising on securities | 2020-09-02 | 2020-09-24 | Rep | Asset management | 2020-09-02 | 2020-09-24 | RO | Advising on securities | 2020-09-24 | 2021-10-01 | RO | Asset management | 2020-09-24 | 2021-10-01 |
| 3 | First Prosperous Capital Company Limited | Rep | Dealing in securities | 2020-09-02 | 2020-09-24 | RO | Dealing in securities | 2020-09-24 | 2021-10-01 |
| 4 | Gulf Line Capital Advisors Limited | Rep | Advising on securities | 2023-10-04 | 2023-10-06 | Rep | Asset management | 2023-10-04 | 2023-10-06 | RO | Advising on securities | 2023-10-06 | RO | Asset management | 2023-10-06 |
| 5 | Huashe Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-10-03 | 2018-11-28 | Rep | Asset management | 2018-10-03 | 2018-11-28 | Rep | Dealing in securities | 2018-11-19 | 2018-11-28 | RO | Advising on securities | 2018-11-28 | 2020-08-31 | RO | Asset management | 2018-11-28 | 2020-08-31 | RO | Dealing in securities | 2018-11-28 | 2020-08-31 |
| 6 | Integrity Construction & Development Securities Group Limited | Rep | Advising on securities | 2017-04-19 | 2017-11-13 | Rep | Dealing in securities | 2017-04-19 | 2017-11-13 |
| 7 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2011-12-05 | 2016-12-01 | Rep | Dealing in futures contracts | 2012-04-16 | 2016-12-01 |
| 8 | Oneday Asset Management Limited | Rep | Advising on securities | 2018-03-21 | 2018-06-13 | Rep | Asset management | 2018-03-21 | 2018-06-13 | RO | Advising on securities | 2018-06-13 | 2018-09-16 | RO | Asset management | 2018-06-13 | 2018-09-16 |
| 9 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-09-10 | 2008-04-10 |
| 10 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-05-22 | 2008-09-13 |
| 11 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-08 | 2008-09-13 |
| 12 | SPARC CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2021-11-01 | 2021-11-23 | Rep | Asset management | 2021-11-01 | 2021-11-23 | RO | Advising on securities | 2021-11-23 | 2023-08-31 | RO | Asset management | 2021-11-23 | 2023-08-31 |
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