Tong, Leo Ho Yin 湯浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avia Asset Management Limited | Rep | Advising on securities | 2008-07-29 | 2011-07-28 |
| 2 | Avia Asset Management Limited | Rep | Asset management | 2008-07-29 | 2012-11-16 |
| 3 | Tiger Securities Asset Management Company Limited | Rep | Asset management | 2013-01-04 | 2014-06-10 |
| 4 | Tiger Securities Asset Management Company Limited | RO | Asset management | 2014-06-10 | 2014-07-24 |
| 5 | HF Asset Management Limited (HK) | RO | Asset management | 2014-08-27 | 2019-01-31 |
| 6 | HF Securities and Futures Limited | RO | Dealing in futures contracts | 2018-05-03 | 2018-10-26 |
| 7 | HF Securities and Futures Limited | RO | Dealing in securities | 2018-05-03 | 2018-10-26 |
| 8 | 313 Capital Management Limited | RO | Asset management | 2019-11-04 | 2020-05-22 |
| 9 | EXCELLENT TIDE SECURITIES LIMITED | RO | Dealing in securities | 2019-11-04 | 2020-05-22 |
| 10 | South China Futures Investment Limited | RO | Dealing in futures contracts | 2019-11-04 | 2020-05-22 |
| 11 | 313 Capital Management Limited | RO | Advising on securities | 2019-12-17 | 2020-05-22 |
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