Chapman, David William (SFC:AAW771)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRIVATE CAPITAL LIMITED | Rep | Advising on securities | 2004-09-06 | 2005-08-17 | Rep | Asset management | 2004-09-06 | 2005-08-17 |
| 2 | UKFP (Asia) HK Limited | Rep | Advising on corporate finance | 2004-08-25 | Rep | Advising on securities | 2004-09-03 | Rep | Asset management | 2004-09-03 | Rep | Dealing in securities | 2004-09-03 |
| 3 | WEALTH MANAGEMENT GROUP LIMITED | Rep | Asset management | 2007-11-19 | 2013-09-30 |
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