Kook, Luk Ting 鞠祿婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IAM LEGACY LIMITED | Rep | Advising on securities | 2013-03-01 | 2013-09-25 | Rep | Asset management | 2013-03-01 | 2013-09-25 |
| 2 | JS SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2013-03-01 | 2013-09-25 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2005-03-23 | Rep | Dealing in securities | 2005-03-30 |
| 4 | Merrill Lynch Far East Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Dealing in securities | 2005-03-23 |
| 5 | Tiger Securities Asset Management Company Limited | RO | Advising on securities | 2007-09-18 | 2012-08-28 | RO | Asset management | 2007-09-18 | 2012-08-28 | RO | Dealing in securities | 2007-09-18 | 2012-08-28 | Rep | Dealing in securities | 2013-01-22 | 2013-02-14 |
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