Kook, Luk Ting 鞠祿婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | |
| 2 | Merrill Lynch Far East Limited | Rep | Asset management | 2005-01-25 | |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2005-03-23 | |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2005-03-23 | |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2005-03-23 | |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-03-23 | |
| 7 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2005-03-23 | |
| 8 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-03-23 | |
| 9 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-03-30 | |
| 10 | Tiger Securities Asset Management Company Limited | RO | Advising on securities | 2007-09-18 | 2012-08-28 |
| 11 | Tiger Securities Asset Management Company Limited | RO | Asset management | 2007-09-18 | 2012-08-28 |
| 12 | Tiger Securities Asset Management Company Limited | RO | Dealing in securities | 2007-09-18 | 2012-08-28 |
| 13 | Tiger Securities Asset Management Company Limited | Rep | Dealing in securities | 2013-01-22 | 2013-02-14 |
| 14 | IAM LEGACY LIMITED | Rep | Advising on securities | 2013-03-01 | 2013-09-25 |
| 15 | IAM LEGACY LIMITED | Rep | Asset management | 2013-03-01 | 2013-09-25 |
| 16 | JS SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2013-03-01 | 2013-09-25 |
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