Ma, Gawain Ka Wing 馬嘉榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2014-07-17 | 2017-11-01 | Rep | Asset management | 2014-07-17 | 2017-11-01 | Rep | Dealing in securities | 2014-07-17 | 2017-11-01 |
| 2 | BMI Securities Limited | Rep | Dealing in securities | 2015-08-04 | 2017-06-30 |
| 3 | PATTERSON FINANCIAL SERVICES LIMITED | Rep | Advising on corporate finance | 2003-05-07 | 2004-06-07 | Rep | Advising on securities | 2003-05-07 | 2008-12-04 |
| 4 | Tiger Securities Asset Management Company Limited | Rep | Advising on securities | 2009-06-01 | 2011-04-28 | Rep | Dealing in securities | 2010-06-04 | 2014-06-30 | Rep | Asset management | 2012-10-24 | 2014-06-30 |
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