Helfer, Ray Eugene Jr
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Wellington Management Hong Kong Limited (b2003-01-02) | RO | Advising on securities | 2010-07-14 | 2017-11-10 | RO | Dealing in securities | 2010-07-14 | 2017-11-10 | RO | Asset management | 2011-09-08 | 2017-10-17 | RO | Dealing in futures contracts | 2013-05-15 | 2017-10-17 | Rep | Advising on securities | 2017-11-10 | 2019-10-15 | Rep | Dealing in securities | 2017-11-10 | 2019-10-15 |
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