Brooks, Philip Andrew
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2004-10-28 | 2005-07-15 | Rep | Asset management | 2004-10-28 | 2005-07-15 |
| 2 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2011-01-20 | Rep | Dealing in securities | 2011-01-20 |
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