Kwok, Ping (SFC:ADO003) 郭蘋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on futures contracts | 2005-01-27 | Rep | Advising on securities | 2006-08-04 | Rep | Asset management | 2006-08-04 | Rep | Dealing in securities | 2005-01-27 | 2006-08-04 |
| 2 | STANDARD LIFE INVESTMENTS (ASIA) LIMITED | Rep | Asset management | 2006-08-10 | 2007-11-22 |
| 3 | STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED | Rep | Asset management | 2006-08-10 | 2007-11-22 | Rep | Dealing in securities | 2006-08-10 | 2007-11-22 |
| 4 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Dealing in securities | 2008-01-18 | 2012-10-31 | Rep | Advising on securities | 2008-02-29 | 2012-10-31 | Rep | Asset management | 2008-07-08 | 2019-12-30 | RO | Advising on securities | 2012-10-31 | RO | Dealing in securities | 2012-10-31 |
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