Kwok, Ping (SFC:ADO003) 郭蘋

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Wellington Management Hong Kong Limited (b2003-01-02) RO Advising on securities 2012-10-31
2 Wellington Management Hong Kong Limited (b2003-01-02) RO Dealing in securities 2012-10-31
3 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep Advising on futures contracts 2005-01-27
4 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep Advising on securities 2006-08-04
5 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep Asset management 2006-08-04
6 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep Dealing in securities 2005-01-27 2006-08-04
7 STANDARD LIFE INVESTMENTS (ASIA) LIMITED Rep Asset management 2006-08-10 2007-11-22
8 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED Rep Asset management 2006-08-10 2007-11-22
9 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED Rep Dealing in securities 2006-08-10 2007-11-22
10 Wellington Management Hong Kong Limited (b2003-01-02) Rep Dealing in securities 2008-01-18 2012-10-31
11 Wellington Management Hong Kong Limited (b2003-01-02) Rep Advising on securities 2008-02-29 2012-10-31
12 Wellington Management Hong Kong Limited (b2003-01-02) Rep Asset management 2008-07-08 2019-12-30

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