Lam, Carol Wan Yeung 林韻洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Advising on securities | 2019-03-12 | 2019-10-22 | Rep | Dealing in securities | 2019-03-12 | 2019-10-22 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2013-08-06 | 2019-02-11 | Rep | Dealing in securities | 2013-08-06 | 2019-02-11 |
| 3 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Advising on securities | 2019-11-21 | 2022-06-30 | Rep | Dealing in securities | 2019-11-21 | 2022-06-30 | Rep | Advising on securities | 2022-07-01 | 2022-07-20 | Rep | Dealing in securities | 2022-07-01 | 2022-07-20 |
| 4 | Nuveen Hong Kong Limited | Rep | Advising on securities | 2022-08-19 | Rep | Dealing in securities | 2022-08-19 |
| 5 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2007-04-02 | 2013-07-24 | Rep | Dealing in securities | 2007-04-02 | 2013-07-24 |
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