Lee, Steven Hyung Wk
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Constellar Capital Partners Hong Kong Limited | Rep | Dealing in securities | 2015-11-30 | 2016-01-15 | RO | Dealing in securities | 2016-01-15 | 2020-10-09 |
| 2 | Gottex Fund Management (Hong Kong) Limited | Rep | Asset management | 2011-10-25 | 2013-12-31 |
| 3 | Mingshi Investment Management Limited | Rep | Asset management | 2021-12-14 | 2022-07-26 | RO | Asset management | 2022-07-26 | 2023-02-20 | Rep | Asset management | 2023-02-20 | RO | Advising on securities | 2023-06-05 |
| 4 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2020-11-12 | 2021-11-29 |
| 5 | Penjing Asset Management (HK) Limited | Rep | Dealing in securities | 2013-08-02 | 2015-05-29 |
| 6 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2010-01-28 | 2011-09-17 | Rep | Dealing in securities | 2010-01-28 | 2011-09-17 |
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